Sarbanes-Oxley and DODD-Frank retaliation claims compared
Avoid Arbitration b Pleading Sarbanes Oxley The Sarbanes-Oxley Act (SOX) and Dodd Frank Act (Dodd Frank) were enacted, in part, as a means to provide whistleblower protection to employees who report or participate in proceedings involving corporate wrongdoing. The legislation prohibits retaliation against whistleblowing employees. Many believe SOX has effectively been superseded by Dodd Frank […]